An Electronic Communication Network (ECN) is a type of computerized system that facilitates trading financial products, such as currencies or stocks, by connecting buyers and sellers directly without ...

In light of the release of FINRA's "2019 Report on Examination Findings and Observations," it's worth discussing the rapidly growing compliance challenges and risks for financial institutions (FIs) in ...

SEC examiners are concerned that the way mobile and personally owned communications devices are used by advisers pose challenges in their meeting obligations under the Books and Records Rule and the ...

The rise of electronic communication has led to a change in how workplace interactions happen. Meeting up to talk to someone was once necessary, but it was also time-consuming. Today, an email might ...

On 7 February 2023, the U.S. Securities and Exchange Commission (SEC) Division of Examinations (the Division) released its 2023 examination priorities. As expected, the Division’s priorities highlight ...

Defining EMI, including NIST's definition. How EMI affects a PCB's electronic systems. Minimizing EMI with SSFM. In Part 1, we discussed electromagnetic interference (EMI) in spacecraft electric ...

The Polish parliament has recently adopted an act prohibiting smishing and CLI spoofing among other forms of abuse of electronic communication. New regulation came into force on 25 September 2023. The ...